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Use of IACUC Animal Holding Protocol

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IACUC Policy: 037-07, Effective Date: 11/01/2009, Last Revision: 05/16/2025


Overview/Purpose

The IACUC Animal Holding Protocol was established to temporarily hold animals that otherwise would not be on an IACUC-approved protocol.

Procedures

IACUC Holding Protocol Situations

  • Animals from an expired or terminated protocol.
  • Animals on a protocol that has been suspended or under investigation for potential non-compliance issues where the welfare or well-being of the animals is in question.
  • Animal imports from new investigators that do not have an Ohio State approved protocol at the time of importing. (SEE Animal Orders or Imports)
  • Animals being exported from Ohio State investigators that are leaving Ohio State and no longer have an approved protocol, until they can export animals to the new institution/entity. 
    Animals ordered on a protocol where the number of animals used is equal to or greater than the number of animals approved on the IACUC protocol.

Requirements

The PI or research team members must work with IACUC (IACUCinfo@osu.edu) to 

  1. Provide Work Tags not associated with external funding for billing of per diem charges, unless funding of animals on a Holding Protocol is allowed by the sponsor. 
  2. Add study team members to the Holding Protocol if they plan to provide animal care including maintenance of breeding cages within a dedicated or satellite housing facility. 
  3. Add experimental diets to the Holding Protocol if needed for continuity of the research, or health of the animals. If applicable, the PI or study team member must request approval by the IACUC.  

Approved IACUC Holding Protocol Activities

  • Maintenance Breeding: ongoing breeding to maintain unique strains/lines that may not be available commercially. This can include ordering/importing additional animals to ensure the integrity of the line but does not allow for the expansion of individual lines.   
  • Euthanasia: Euthanasia performed for welfare reasons or colony management. 
  • Veterinarian care: Office of the Attending Veterinarian (OAV) or designee have full discretion and authority for all veterinary treatment plans and/or euthanasia of animals on the Holding Protocol

Limitations of the Holding Protocol: 

  • Research/Teaching/Testing: Animals cannot be used for research, instructional purposes or testing while on the IACUC Holding Protocol. This also restricts sample collection and use of post-mortem samples for research purposes. 
  • Duration of Time on Holding Protocol: The IACUC team will initiate a review of animals remaining on the holding protocol for over 60 days and notify the IACUC Chair and Attending Veterinarian to determine if ongoing use of the holding protocol is appropriate. 
     

Applicable Regulations

Revision History

  • 037-00 – New policy approved 11/01/2009
  • 037-01 – Added information about requirements for new investigators requesting breeding 04/19/2013
  • 037-02 – Removed time limit for animals allowed on holding protocol 05/16/2014
  • 037-03 – Added clarification for requirement if special feed and water is needed. Removed a restriction for breeding pairs. Reformat; approved 06/19/2015
  • 037-04 – Removed language regarding the release of animals in quarantine. Clarified procedures regarding internal transfers and external transfers. Reformat; approved 4/20/2018
  • 037-05 – Removed ordering animals as a situation for when the holding protocol can be used. Changed reference from ULAR to dedicated animal facilities to capture all potential facilities. Updated chart field to WorkTag. Added clarification on use of tissues from euthanized animals. 04/16/2021
  • 037-06 – Added the ability to order animals to maintain lines. Removed the need for approval of the IACUC Chair in regard to initiating transfers for animals from other institutions. Clarify the process of review for the animals on the Holding Protocol greater than 60 days. 4/19/2024
  • 037-07 – Revisions and reformatting of current information. Clarified the need to justify breeding for colony expansion and not maintaining strains/lines; Approved 5/16/2025 
Use of IACUC Animal Holding Protocol